Investigative Report
Guam National Guard: Serious Void in Leadership

February 28, 2005 
Barrigada, Guam                                                                                        

Archive

 

After 22 years and nine months of total years of active commissioned service, Lieutenant Colonel Mark Calvo, Field Artillery, ARNGUS in the Army National Guard resigned citing fraud, waste and abuse of authority of the acting Adjutant General Colonel Jerry Manalisay Rivera and Colonel Dennis Santo Tomas, Joint Chief of Staff of the Guam National Guard. Calvo, a decorated soldier with just 14 months away from retirement, was a Supervisory Logistics Management Specialist/Deputy U.S. Property & Fiscal Officer-Guam.

 

Governor
Felix Perez Camacho

Calvo identified the abuse of authority as the main reason for his resignation, a condition that has permeated the leadership structure of Guam National Guard from the beginning of the Camacho administration. Felix Perez Camacho took the oath of office of the Governor of Guam just after midnight on January 6, 2003.

 

 

 

Col Dennis Santo Tomas
Chief of Join Staff

Col Dennis Santo Tomas then Chief of Staff of the Army Guard and a full time Army Guard Reserve employee advised the Governor that with a waiver from the National Guard Bureau he would be able to serve as the TAG and Chief-of-Staff. Two days later on the 8th of January, Camacho named his selection of directors to his cabinet. Dennis Santo Tomas’s photo appeared in the front page of the Pacific Daily News along with 21 other appointments, as Camacho’s choice for the Department of Military Affairs which has oversight of the Guam National Guard, Veterans Affairs and Civil Defense. Santo Tomas took the title of Commander of Troops as provided for in Title 10 Guam Code Annotated - serving in the absence of The Adjutant General.

 

The National Guard Bureau denied the waiver request and in a telephone conversation with Governor Camacho and Santo Tomas, encouraged the Governor to find a more suitable replacement and offered to assist the Governor in making the selection. The National Guard Bureau serves as the communications channel between the federal agencies namely the various Dept of Defense entities such as the Dept of the Army, the Air Force, the Secretaries of both the Army & Air Force and Secretary of Defense. Col Santo Tomas meets the qualifications prescribed by law for TAG, but would have to resign as an Active Guard Reservist which would mean he’d lose his active duty retirement eligibility.

 

At the time, Col Jerry M. Rivera was The Adjutant General appointed by former Governor Carl T. C. Gutierrez to replace Gutierrez’s TAG, Major General Benny Meno Paulino who resigned in August 2002 to run for lieutenant governor with Geraldine Torres Gutierrez. They lost in the Democratic primary election to Robert A. Underwood and Tom Ada.

 

This is not the first time that the Guam National Guard has come under fire regarding a serious void in leadership, but this time the condition exists because as Calvo describes, [with the Governor’s support] “the Joint Chief of Staff has the power to pull the strings of The Adjutant General.”

 

The situation worsened because Santo Tomas and Rivera have actively engaged in the removal of individuals that will not swear loyalty to Rivera’s leadership. These ones are said to have indicated loyalty to the Governor and the Organization.

 

In this instance, increasing concern for retribution towards individual members of the Guam National Guard has led to distrust, and abuse of individuals within the organization. Soldiers have by-passed the TAG and Joint Chief of Staff and pursued their political connections at the Guam Legislature and the Governor’s Office, in an effort to block actions that the Acting Adjutant General and Santo Tomas are implementing in retribution. In some cases, this has meant delay of promotions and other request for travel, training and assignments, albeit voluntarily to support the war on Terrorism. Although going to the front office is not a condition exclusive in this administration, its frequency has increased. 

 

The lack of confidence in the TAG, and his inability to communicate with his officers has resulted in what has been characterized as an implosion in the troops (within the organization).

 

The Governor’s Senior Advisor, George Bamba said the Governor is very concerned about the apparent morale problem at the Guard and concerns have been brought to the attention of the Governor. The Governor has made his intention very clear on this matter, “This is an important matter to him and especially at a time when troops are being deployed to fight the war on terrorism.” Bamba said, “This problem will be resolved when Rivera’s acting appointment expires and/or when a replacement is found, whichever comes first.”

 

Governor Camacho is currently in Washington D.C. and is expected to return to Guam on the 7th of March. Accompanying the Governor to attend meetings in D.C. includes Bernadette Stern-Meno there to attend the Homeland Security meeting, John Dela Rosa for the Education Summit and Adrienne Loerzel will attend the Coral Reef conference. First Lady Joan Camacho is also with the Governor.

 

The actions of Rivera and Santo Tomas intensified on February 6, 2005 when Acting Adjutant General Rivera ordered the convening of a Selective Retention Program (ANGI-36-2006) board of Air National Guard Officer and Enlisted Personnel. Rivera called for a listing of all Air National Guard officers and enlisted members who are retirement eligible prior to January 1, 2005. Acting Adjutant General Rivera ordered that members previously selected for retention under any authority, will be included and again considered. Rivera called for the board to convene on May 5 - 10, 2005.

 

The Governor’s Office was informed of the order and on Tuesday February 15, 2005 officials at the Governor’s Office said that Rivera and Santo Tomas were told to stop the process immediately. It is noteworthy to mention that the Army Guard has held a selective retention board twice in the last ten years and never in the history of the Guam Air National Guard. The Air Guard has been in existence for 23 years commission in 1981.

 

Under normal circumstances, a Selective Retention Board is called within a minimum of one month to six months notification or up to one year’s time that the Command plans to do an SRB. The immediacy in this case raised concerned within the Air Guard and when the Commander of the Air National Guard, Col James Joseph Montague requested justification from their Assistant Adjutant General, Franklin Leon Guerrero, he was told not to hold his breath for a resolution from the TAG. Leon Guerrero was appointed to the position of Assistant Adjutant General by Camacho but is only a part-time reservist.

 

A listing of Air National Guard individuals believed to be targeted by Acting Adjutant General Rivera Air Guard Assistant Adjutant General Franklin Leon Guerrero and the Joint Chief of Staff Santo Tomas are:

 

Selective Retention Review Board Listing

Air National Guard Airmen

 

McDonald, Kenneth

Puzan, Timothy

Lizama, Johnny

Manibusan, Andrew Montague, James Palisoc, Melecio
San Nicolas, Juan

Cruz, John

Cruz, Judy

 
Delgado, Peter Guzman, Robert Sajo, Ramon
 
Yurko, Robert

Carbullido, Anthony

Dalalo, Ruben

 

Dungca, Daniel Martinez, John Yurko, Hector
 
Babas, Robert Delmundo, William Flores, Joseph B.
Gordon, William Hannah, May Horne, Joel
 
Leon Guerrero, Franklin Perez, Raymond Aeverman, Gerald
 
Babauta, Benny Batac, Carlito Collado, Eduardo
 
Dacwag, Ricardo Leon Guerrero, Fraim Mandapat, Reynaldo
Quinata, John Toves, Edward Vida, Irving

 

Mandatory Retirement

 

The matter of mandatory retirement concern focuses on the retirement and revocation orders of Col Rivera’s retirement.

 

On August 29, 2003 Governor Camacho appointed Col Rivera as Acting Adjutant General – Army, temporarily for a period not to exceed September 2004.  In a memorandum dated September 22, 2004 Maj Jesse R. Pendon, Jr. GS DCSPER, (deputy chief of staff, personnel) sites for BG Cockey that Col Rivera is already past his Mandatory Removal Date (MRD) for service and had enough years to retire. It stated further that after the September 30, 2004 expiration date, Rivera would have to be removed from the Assistant Adjutant General position sighting (Paragraph 001A line 02A W7 TTAA) and be retired from service. Based on that recommendation, BG Robert M. Cockey ordered Rivera’s retirement.

 

Department of the Army Official Orders 275-02 discharged Col Rivera with an honorable status from the Army National Guard dated September 30, 2004. Major Jesse R. Pendon, Jr. transmitted the memorandum for The Adjutant General (Brig Gen Cockey). Distribution listing includes: GU-ARP, MPRJ, State File, State Medical Command, Soldier, GU-RRM, GU-ARO, and GU-PFO-L-Supply.

 

On November 12, 2004 Governor Camacho sent a letter to BG Cockey relieving him of his duties and responsibility as The Adjutant General, Guam National Guard. On the same day, Camacho appoints Ret. Col Jerry Rivera as Acting Adjutant General, Guam National Guard and sent a letter informing Lieutenant General H. Steven Blum of BG Cockey’s removal and Ret. Col Rivera’s appointment.

 

On November 15, 2004 Maj Pendon began the process of revoking Ret. Col Rivera’s retirement orders and processing pay documents for his new assignment. Almost immediately, Col Santo Tomas ordered rescheduled training orders for Drill that Rivera missed during the two month period that he was retired and pay documents for said orders.
 

COL JA David B. Riano
Staff Judge Advocate

When the Guard’s Judge Advocate General Col David Riano was asked why documents could not be provided to show the reversal documents on Rivera’s retirement, he stated that Rivera was not retired and that the senior officers [Santo Tomas and Pendon] did not believe that BG Cockey’s orders to retire Rivera was supported by the governor. Riano was privy to the undertaking and when asked if Pendon and Col Santo Tomas defied a general officer’s orders, Riano said he would not characterize it that way and pointed to the removal of BG Cockey as the final outcome.

 

BG Robert Cockey believed there was a coordinated effort within the Guard to remove him as TAG once he was no longer willing to follow Santo Tomas’ demands and provided communications informing the National Guard Bureau of River’s retirement during the last hours of his appointment. Its this document that Maj Pendon provided Cockey as proof that was not submitted to NGB, and what Riano stated is no longer in the files. When asked if that is considered “dummy orders,” Riano said no because they were never transmitted. However, BG Cockey was led to believe that they were.

 

There is no order available from the Governor regarding a reversal of Rivera’s retirement, but Camacho released Cockey from the TAG position on November 12, 2004.

 

PL-27-104 addresses the 90 day provision for Rivera to serve as the Acting Adjutant General expires on February 10, 2005. The Governor’s Counsel Shannon Taitano contends through the governor’s spokesman Erica Unpingco Perez that Rivera’s appointment expires on March 24, 2005.

 

Senator Tony Unpingco
Chairman - Committee Military Affair

Senator Tony Unpingco, chairman of the committee on Military Affairs disagrees with Taitano and Bamba said, “If Taitano’s interpretation is incorrect, then all of Rivera’s actions will be rendered null and void after the date of expiration at the time the correct interpretation is made. Until then, unless challenged, Taitano’s interpretation stands.”

 

Federal Recognition to Brigadier General

 

On November 12, 2004 Col Dennis Santo Tomas sent an email message to the National Guard Bureau Chief, Lt Gen Steven Blum of Rivera’s appointment by Governor Camacho but states in the correspondence that Rivera was appointed to be the Adjutant General for the Territory of Guam vice Brigadier General Robert M, Cockey, and effective 12 November 2004.

 

In a subsequent message to Col NGB-GO Stephanie Walsh, Santo Tomas addresses the matter of federal recognition for Col Rivera. In a response to his inquiry dated November 30, 2004 Col Walsh said, The military position of TAG cannot be separated from the state position.” And further stated, while AR 600-100 (a) (1) allows a State Adjutant General to be appointed and serve in that capacity without federal recognition, AR 600-100, paragraph 11-3 (a) (2) states that “No officer will be federally recognized to serve in the position authorized for the State Adjutant General other than the officer who is appointed as the State Adjutant General and performs the duties of the position.” She said, “Until the legislative process confirming COL Rivera is complete, we cannot federally recognize him as a brigadier general based upon his appointment to TAG.” Col Walsh acknowledges in the email message that Santo Tomas understands this when she said, “As you clearly note below, this is a matter of Guam law, and we always defer to the law of the state or territory. Walsh closed with this, “We would like to expedite this federal recognition but until we have information showing COL Rivera has been confirmed by the legislature or, in the alternative, an opinion from the state attorney general telling us that confirmation is not required, we cannot legally do so.”  Walsh said she’d gladly issue federal recognition orders and backdate them as appropriate; however guarded Santo Tomas to address this with his AGR JAG [Col Riano].

 

Col Riano said regarding the matter that NGB issued a certificate of eligibility for Rivera and said he would be recognized after the Guam Legislature confirms him.

 

Nowhere in Col Walsh’s email to Santo Tomas does Walsh mention that a certification of eligibility. Riano said it was issued when a brevet packet was sent to NGB after former Governor Gutierrez appointed Rivera in 2002. Camacho did not appoint Rivera to TAG. A statement from the Office of the Governor says Governor Camacho will reassess Rivera’s performance within the 90-day timeframe and that a confirmation packet has not been transmitted to the Legislature. It also said that Camacho appointed Rivera to the position of Acting Adjutant General, and has not yet indicated who will fill the TAG position in a permanent position.

 

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